Wealth & Asset Management

Wealth and asset management often involves complex customers, layered ownership, source of wealth questions and heightened exposure to PEP and sanctions risk. Teams need high-quality judgement, consistent documentation and robust governance across onboarding and reviews.

We support firms by running KYC, CDD and EDD operations that are structured, evidence-led and audit-ready. We strengthen file quality and rationale while improving turnaround times and helping teams stay aligned to risk appetite.

Typical support includes

• Onboarding and periodic reviews for individuals and complex entities

• EDD for PEPs and higher-risk geographies or industries

• File uplift, remediation and QA improvement programmes